Wells Fargo Securities LLC has agreed to pay a fine of $50,000 to settle allegations about Cboe Exchange rule violations. The matter originated from a quarterly review conducted by FINRA’s…
Day: April 7, 2023
Human rights body urges El Salvador to restore civil rights
SAN SALVADOR (Reuters) – A regional human rights body implored El Salvador’s government on Thursday to reverse a year-long suspension of constitutional rights that form part of a sweeping anti-gang…
Dutch regulator imposes €1.7M fine on Janus Henderson
The Dutch Authority for the Financial Markets (AFM) has imposed an administrative fine of €1.7 million on global asset manager Janus Henderson Group plc. The fine has been imposed because…
