Former Senate Deputy President and APC flag bearer in the 2023 governorship election in Delta State, Ovie Omo-Agege on Tuesday, debunked reports that he plans to leave the party. …
Day: January 14, 2025
FINRA fines Newbridge Securities Corporation for deficient supervision of two reps
The Financial Industry Regulatory Authority (FINRA) has fined Newbridge Securities Corporation for failing to reasonably supervise recommendations for margin use by two representatives in five customer accounts. From July 2015…
Court ruling resolves PDP leadership dispute in Rivers — Ex-spokesman
Former Publicity Secretary of the Peoples Democratic Party (PDP) in Rivers State, Tambari Sydney Gbara, has said the Rivers State High Court’s ruling declaring the congresses that produced the State…
SEC charges BMO Capital Markets with failing to supervise agency bond desk
The Securities and Exchange Commission (SEC) today charged registered broker-dealer BMO Capital Markets Corp. with failing to supervise employees who, from December 2020 until May 2023, sold mortgage-backed bonds using…