Avenue Securities LLC has agreed to pay a fine of $300,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA). From January 2020 through March 2023,…
Day: January 25, 2025
Italy’s CONSOB orders blocking of five unauthorized investment websites
Italy’s Companies and Exchange Commission (CONSOB) has ordered the black-out of five new websites that offer financial services illegally. The websites targeted by the latest set of orders are: “IsecTrade”…
Lebanon army accuses Israel of 'procrastination' in ceasefire withdrawal
The Lebanese army on Saturday said it was ready to deploy its forces in the country’s south, accusing Israel of “procrastination” in its withdrawal in time for a deadline the…
ASIC secures $8M court order against Firstmac
The Australian Federal Court has ordered Firstmac Limited to pay $8 million in penalties for failing to meet its design and distribution obligations (DDO). In ASIC’s first civil penalty action…