ICE Futures US has announced settlement of charges against Goldman Sachs International and Goldman Sachs & Co. LLC.
On September 20, 2023, a subcommittee of the Exchange’s Business Conduct Committee (BCC) determined that Goldman Sachs International (GSI) and Goldman Sachs & Co. LLC (GS&Co.) may have violated Exchange Rule 6.15(a) by misreporting large trader positions in multiple instances in the Henry Penultimate Fixed Price option contract between November 2021 and November 2022.
The BCC separately determined that GSI may have violated Exchange Rule 2.12 by misreporting open interest in multiple instances in the ICE WTI 1st Line Future contract between April 2021 and December 2022.
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