FCA cancels KBFS Financial’s permission to conduct regulated activities

FCA cancels KBFS Financial’s permission to conduct regulated activities

The UK Financial Conduct Authority (FCA) has cancelled the Part 4A permission of KBFS Financial Limited.

The firm was authorised by the FCA on 1 July 2019 and had a Part 4A permission to conduct the following regulated activities in relation to designated investment business:

  1. advising on investments (except on pension transfers and pension opt outs);
  2. advising on P2P agreements;
  3. advising pension transfers and pension opt outs;
  4. agreeing to carry on a regulated activity;
  5. arranging (bringing about) deals in investments; and
  6. making arrangements with a view to transactions in investments.

The Authority…
Read More

Leave a comment

Send a Comment

Your email address will not be published. Required fields are marked *