Doo Group’s subsidiary, Doo Financial HK Limited, has secured a Type 1 (Dealing in Securities) License from the Hong Kong Securities and Futures Commission (SFC).
According to Hong Kong regulation requirements, a company must obtain Type 1 license from the SFC to offer securities trading-related services in the region.
This license entails rigorous application requirements, evaluating aspects such as the company’s business model, financial standing, corporate governance, qualifications of upper-level management and employees, and overall company performances. This approval authorizes us to offer clients a range of services, including:
- Execution of securities dealing transactions on behalf of clients;
- Distribution of securities such as unit trusts and mutual funds; Read More
