The Australian arm of South African financial services conglomerate Sanlam Group will need to have its compliance processes reviewed by an independent expert after it admitted to breaching its licensee…
Tag: fxtm
Wells Fargo and LPL Financial agree to pay $900k civil penalty to resolve SEC charges
The Securities and Exchange Commission (SEC) today announced settled charges against Wells Fargo Clearing Services LLC and LPL Financial LLC for failing to provide complete and accurate securities trading information,…
FX week in review: Tyson Fury and PSG get CFD broker sponsors, cTrader Store opens, Scope Markets hires
Which Retail FX and CFDs brokers attached their names as sponsors to boxer Tyson Fury, and French football club PSG? What is Spotware’s new cTrader Store all about? Which senior…
Doo Financial adds offshore licenses in BVI and Cayman Islands
Singapore based online brokerage firm Doo Group has announced that entities operating under its Doo Financial online brokerage brand have received new licenses from the British Virgin Islands Financial Services…